Kom Consults Limited v M s Nambale Enterprises Ltd and Another (Miscellaneous Application No. 1144 of 2025)
Observed later treatment
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Holding
Held that the Applicant was not a party to, and is not bound by, the arbitration agreement in the Works Contract between the 1st and 2nd Respondents. The Applicant was engaged by UNCDF under a separate consultancy contract, was not a signatory to the Works Contract, and did not consent to arbitration. None of the recognised exceptions to the signatory requirement (group of companies doctrine, veil-piercing, agency, or implied consent through conduct) applied. The arbitrator therefore lacked jurisdiction over the Applicant. Further held that the arbitral award was composite and unapportioned, with liability findings against the 2nd Respondent derivative of conduct attributed to the Applicant. The award could not be severed under the proviso to Section 34(2)(a)(iv) of the Arbitration and Conciliation Act without impermissible judicial modification. The award was set aside in its entirety and the related enforcement application dismissed.
Outcome
Arbitral award set aside in its entirety; related enforcement application dismissed
Facts
In December 2017 UNCDF entered into a delegation agreement with the European Union to implement the Development Initiative for Northern Uganda. The 2nd Respondent (Adjumani District Local Government) engaged the 1st Respondent (Nambale Enterprises Ltd) under a Works Contract for road rehabilitation. Separately, UNCDF engaged the Applicant (Kom Consults Limited) under a Contract for Consultancy Services dated 12th May 2020 to provide technical assistance to several District Local Governments including the 2nd Respondent. The Applicant's responsibilities included conducting joint measurements, reviewing interim payment claims, and transmitting them through UNCDF channels. The Applicant reported to and was remunerated by UNCDF and had no contractual nexus with either Respondent. Disputes arose on the Works Contract. The 1st Respondent applied to UIPE for appointment of an arbitrator. Engineer Ben Kiwu was appointed and notified the 1st Respondent, 2nd Respondent and Applicant. The 1st and 2nd Respondents consented but the Applicant did not sign any consent, did not respond to the Statement of Claim, and did not participate in the arbitral proceedings. The Arbitrator proceeded and on 28th April 2024 rendered a composite award against both Respondents totalling UGX 469,229,903, without apportioning liability between them. The 1st Respondent filed HCMA No. 202 of 2025 for recognition and enforcement of the Award against both Respondents. The Applicant filed the present application to set aside the Award.
Issues
- Whether the Applicant is a party to, or otherwise bound by, the arbitration agreement contained in GCC 25.4 and SCC 25.4 of the Works Contract between the 1st and 2nd Respondents.
- Whether the Award, if infirm as against the Applicant, is severable so as to permit its recognition and enforcement against the 2nd Respondent alone.
- What, in consequence, is the proper disposal of HCMA No. 202 of 2025.
Orders
- Application allowed.
- The Arbitral Award dated 28th April 2024 made by Engineer Ben Kiwu in Arbitral Award Cause No. 034 of 2024 is hereby set aside in its entirety.
- HCMA No. 202 of 2025 is consequently dismissed.
- Each party shall meet their costs in HCMA No. 1144 of 2025 and HCMA No. 202 of 2025.
Rules and key headnotes
Legislation cited (9)
- Civil Procedure Act Cap. 282 s.98
- Judicature Act Cap. 16 s.33
- Arbitration and Conciliation Act Cap. 5 s.34
- Arbitration and Conciliation Act Cap. 5 s.2(1)
- Arbitration and Conciliation Act Cap. 5 s.3(1)
- Arbitration and Conciliation Act Cap. 5 s.34(2)(a)(iv)
- Arbitration and Conciliation Act Cap. 5 s.36
- Arbitration and Conciliation Act Cap. 5 s.9
- Arbitration Rules r.13
Cases cited (31)
- Fiona Trust & Holding Corp v Privalov [2007] UKHL 40
- Krone Uganda Limited v Kerilee Investments Limited (HCMA No. 2057 of 2023)
- TMA Architects and another v Prime Consultants Limited (HCMC No. 0080 of 2021)
- Afri-Power Engineering Company Ltd v Roko Construction Limited (HCCS No. 216 of 2022)
- Dallah Real Estate & Tourism Holding Co v Ministry of Religious Affairs of Pakistan [2010] UKSC 46
- Reveille Independent LLC v Anotech International (UK) Limited [2016] EWCA Civ 443
- Dow Chemical Group v Isover-Saint-Gobain, ICC Award No. 4131
- Reckitt Benckiser (India) Pvt Ltd v Reynders Label Printing India Pvt Ltd (2019) 7 SCC 62
- Thomson-CSF, S.A. v American Arbitration Association, 64 F.3d 773 (2d Cir. 1995)
- Arthur Andersen LLP v Carlisle, 556 U.S. 624 (2009)
- GE Energy Power Conversion France SAS v Outokumpu Stainless LLC, 140 S. Ct. 1637 (2020)
- Chloro Controls India Pvt Ltd v Severn Trent Water Purification Inc (2012) INSC 542
- Ameet Lalchand Shah v Rishabh Enterprises (2018) 15 SCC 678
- Oil and Natural Gas Corporation Ltd v Discovery Enterprises Pvt Ltd (2022) 9 SCC 1
- Peterson Farms Inc v C & M Farming Ltd [2004] EWHC 121 (Comm)
- Dallah Real Estate & Tourism Holding Co v Ministry of Religious Affairs of Pakistan [2009] EWCA Civ 755
- Cox and Kings v SAP India Pvt Ltd (2023) INSC 1051
- J.G. Engineers Pvt. Ltd v Union of India (2011) 5 SCC 758
- National Highways Authority of India v Trichy Thanjavur Expressway Ltd. DHC 5834
- Union of India v Larsen Air Conditioning & Refrigeration Co., 2019 SCC OnLine All 7205
- Kampala International University v Housing Finance Company Limited (HCAC 38/36 of 2024)
- Democratic Governance Facility v Foundation for Human Rights Initiative (HCMA No. 7 of 2023)
- Parsha International Limited T/a Champion Bet/Slots v Homebet Limited (HCMC No. 598 of 2021)
- McDermott International Inc. v. Burn Standard Co. Ltd., (2006) 11 SCC 181
- Kinnari Mullick v. Ghanshyam Das Damani, (2018) 11 SCC 328
- Kenya Bureau of Standards v Geo-Chem Middle East [2017] eKLR
- Easy Properties Limited and another v Express Connections Limited and another (Civil Misc. Application No. E007 & E003 (Consolidated) of 2020) [2021] KEHC 39 (KLR)
- Nyutu Agrovet Limited v Airtel Networks Kenya Limited [2019] eKLR
- Kwizera Eddie v Attorney General (SCCA No. 01 of 2008)
- Oshlack vs. Richmond River Council (1998) 193 CLR 72
- M/s Nambale Enterprises Ltd v Adjumani District Local Government and KOM Consults Limited (Miscellaneous Application No. 202 of 2025)
Full judgment
The original judgment as reported. Read the original PDF before relying on any passage.