Simba Properties Investment Ltd and Another v Vantage Mezzanine Fund II Partnership and Another (Civil Application No. 1299 of 2023)
Observed later treatment
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Holding
Sitting as a single Justice, the Court overruled all three preliminary objections. It held that it had jurisdiction because the High Court order under appeal was made under the Civil Procedure Act and Judicature Act, not the Arbitration and Conciliation Act; that the competence of a Notice of Appeal can only be decided by a full bench under Rule 53, not a single Justice; and that citing the wrong enabling law did not vitiate the application. On the merits, although the applicants failed to prove irreparable damage because the dispute was monetary and quantifiable, the Court found a prima facie right of appeal and that the pending appeal would be rendered nugatory, and granted a stay of proceedings.
Outcome
Stay of proceedings granted in High Court Arbitration Cause No. 0072 of 2023 pending the hearing and determination of the application for leave to appeal (Civil Application No. 1295 of 2023).
Facts
Under a Mezzanine Term Facility Agreement dated 11 December 2014, the first respondent advanced USD 10,000,000 to the first applicant, secured by corporate guarantees and legal and equitable mortgages over land. Following default, the dispute was referred to ICC arbitration in London, and on 31 July 2023 the sole arbitrator rendered an award in the first respondent's favour. The first respondent filed High Court Arbitration Cause No. 0072 of 2023 to recognise and enforce the award, and Misc. Application No. 2484 of 2023 seeking interim measures of protection restraining dealings with the mortgaged titles. On 17 November 2023, Hon. Justice Ocaya Thomas granted protective orders, finding the Arbitration and Conciliation Act inapplicable and that the application lay under the Civil Procedure Act and Judicature Act. Aggrieved, the applicants filed a Notice of Appeal and sought leave to appeal, and brought the present application to stay the enforcement proceedings.
Issues
- Whether the Court of Appeal has jurisdiction to entertain the application given that the underlying matters arise from the Arbitration and Conciliation Act.
- Whether the competence of the applicants' Notice of Appeal can be determined by a single Justice of the Court of Appeal.
- Whether the application was incompetent for being brought under the wrong enabling provisions of the law.
- Whether the applicant established a prima facie case of a right of appeal or likelihood of success.
- Whether the applicant would suffer irreparable damage or the appeal would be rendered nugatory if a stay of proceedings was not granted.
Orders
- An order of stay of proceedings is issued in High Court Arbitration Cause No. 0072 of 2023 (Vantage Mezzanine Fund II Partnership & Anor v Simba Properties Investment Co. Limited & Ors) pending the hearing, determination and final disposal of the applicants' application for leave to appeal vide Civil Application No. 1295 of 2023.
- Costs of the application will abide the determination of Civil Application No. 1295 of 2023.
Rules and key headnotes
Legislation cited (12)
- Judicature Act Cap 14 s.33
- Civil Procedure Act Cap 71 s.98
- Judicature (Court of Appeal Rules) Directions SI 13-10 Rule 2
- Judicature (Court of Appeal Rules) Directions SI 13-10 Rule 40(1)(b)
- Judicature (Court of Appeal Rules) Directions SI 13-10 Rule 42
- Judicature (Court of Appeal Rules) Directions SI 13-10 Rule 6(2)(b)
- Judicature (Court of Appeal Rules) Directions SI 13-10 Rule 53(1) and (2)
- Judicature (Court of Appeal Rules) Directions SI 13-10 Rule 76
- Judicature (Court of Appeal Rules) Directions SI 13-10 Rule 82
- Arbitration and Conciliation Act s.9
- Arbitration and Conciliation Act s.6
- Constitution of Uganda Article 126(2)(e)
Cases cited (23)
- Lukwago Erias v Attorney General & KCCA (Supreme Court Constitutional Application No. 6 of 2014)
- Attorney General v Shah [1971] EA 50
- Zubeda Mohamed & Another v Wallia & Another [2017] UGSC 7
- Babcon Uganda Limited v Mbale Resort Hotel Ltd (Civil Appeal No. 06 of 2016) [2017] UGSC 10
- Mohammed v Roko Construction Ltd [2019] UGSC 3
- AYA Investment (U) Limited v Industrial Development Corporation of South Africa Limited (Civil Application No. 410 of 2023) [2023] UGCA 256
- Lakeside Dairy Limited v Midland Emporium Limited & 3 Others (Civil Application No. 858 of 2022)
- Owners of the Motor Vessel 'Lillian S' v Caltex Oil (Kenya) Limited (Civil Appeal No. 50 of 1989)
- National Social Security Fund & Anor v Alcon International Limited (Civil Appeal No. 15 of 2009) [2013] UGSC 4
- Kibalama Mugwanya v Butebi Investment Enterprises Ltd (Civil Appeal No. 190 of 2013)
- Commissioner of Customs v Prompt Packers and Forwarders Limited (Civil Appeal No. 93 of 2015)
- Semakula Musoke & Another v Nabamba & 2 Others (Civil Application No. 22 of 2019)
- National Housing & Construction Corporation v Kampala District Land Board and Chemical Distributors Limited (Supreme Court Civil Appeal No. 6 of 2021)
- Yoramu Kasinde & Another v Kihonde Samuel & Another (Court of Appeal Civil Application No. 259 of 2018)
- Asuman Mugyenyi ... Buwule SCCA No. 14 of 2016
- Nicholas Kiptoo Arap Korir Salat v Independent Electoral and Boundaries Commission & 6 Others [2013] eKLR
- Hajji Ali Cheboi v Kiroko Mesulamu (Civil Application No. 105 of 2014) [2014] UGCA 24
- Uganda Revenue Authority v National Social Security Fund (Civil Application No. 43 of 2023) [2023] UGCA 162
- Hon. Theodore Ssekikubo & Others v Attorney General & Others (Constitutional Application No. 6 of 2013)
- Giella v Cassman Brown & Co. Ltd [1973] EA 358
- Noor Mohammed Kassamali Virji v Madhani [1953] 20 EACA 80
- Robert Kavuma v M/S Hotel International (Supreme Court Civil Appeal No. 19 of 1990)
- American Cyanamid Co. v Ethicon Ltd [1975] 1 All ER 504
Cases citing this judgment (3)
How later Ugandan judgments in the Wakilii corpus have cited this case. Treatment labels come from Sequitur — Uganda’s citator — each backed by a verbatim span from the citing judgment, and are not an assertion that this case is, or is not, good law.
- Kalungi Moses v Kampala Capital City Authority (Miscellaneous Application No. 1829 of 2025)
- Tibet-Hima Mining Co. Ltd v Kilembe Mines Limited (Miscellaneous Application No. 456 of 2025)
- Simba Properties Investment Co. Limited & 3 Others v Vantage Mezzanine Fund II Partnership & Another (Civil Application 1307 of 2023)
Full judgment
The original judgment as reported. Read the original PDF before relying on any passage.