The fees payable under these Regulations are prescribed in Schedule 8.
One currency point is equivalent to twenty thousand shillings.
THE UGANDA RETIREMENTS BENEFITS REGULATORY AUTHORITY ACT, 2011 ACT No. 15 OF 2011
THE UGANDA RETIREMENT BENEFITS REGULATORY AUTHORITY (LICENSING OF FUND MANAGERS) REGULATIONS, 2012.
APPLICATION FOR LICENCE OF A FUND MANAGER OF A RETIREMENT BENEFITS SCHEME (Under regulation 3 of the Uganda Retirement Benefits Regulatory Ai/rLr r n (Licensing of Fund managers) Regulations, 2012)
Provide the following- A. PARTICULARS OF APPLICANT (i) Name of applicant..................................................................................... , (ii) Date and place of incorporation............................................................ __ (iii) Tax Identification Number....................................................................... J (iv) Physical address of principal place at which the business of the app .zn is to be carried on................................................................................... Telephone ................................................................................................ _ Fax ...............................................................................................................__ Email........................................................................................................... I
B. CAPITAL STRUCTURE Details of capital structure- (i) Authorised capital, Ug. Shs................................................................. j (ii) Paid up capital. Ug. Shs....................................................................... j
(iii)
Types of shares issued.......................................................................... fl
C. MANAGEMENT (i) Particulars of Directors. (Appendix A)
(ii)
Particulars of the Key officers of fund manager (Appendix B
(iii)
Bankers and Auditors. (Appendix C)
(iv)
List the retirement benefit schemes the applicant has provided fund management services to within the period of three years ending as at the date of application. (Incase of insufficient space provide separate attachment).
D. ATTACHMENTS. Please attach the following where applicable- (i) certified copies of latest audited report and accounts; (ii) certified copies of certificate of incorporation; (iii) certified copies of memos and articles of incorporation; (iv) a certified copy of a licence issued by Capital Market Authority to offer fund manager services; (v) evidence of the ability of the applicant to perform the functions of a fund manager of a retirement benefits scheme; and (vi) a statutory declaration supporting the application. I am aware of the provisions of section
59
(1) (a) of the Act relating to false statements made in relation to the application. I hereby declare that the information contained herein and the documents submitted herewith are true and accurate to the best of my knowledge and belief.
Signed on this .............. day of....................................
Signature..................................................................................... Full name .................................................................................. Designation ........................................................................... '
Signature................................................................................... Full name ................................................................................ Designation ...............................................................................
Signature...................................................................................... Full name .................................................................................. Designation ..............................................................................
PARTICULARS OF THE BOARD OF DIRECTORS
Name of the Fund Manager...................................................... .................
Director (full Physical Date of No. of Shan: Citizenship Occupation Address Appointment held Name)
PARTICULARS OF KEY OFFICERS OF THE FUND MANAGER
Name of Fund Manager..............................................................................................
Executive Physical Academic and Date of Years of Nationality (full name) Designation Address Appointment Professional experience qualifications
If any of the officeis has been convicted of a criminal offence, please give the name of the officer, the date and particulars Of the offence
PARTICULARS OF AUDITORS AND BANKERS
Name of Fund Manager ........................................................................
Physical Name of Tax Identifi Affiliated Dale of Address firm/insti- cation Professional AppcdjEt- Telephone and tution Number body merz fax Email
THE UGANDA RETIREMENT BENEFITS REGULATORY AUTHORITY ACT. 2011 ACT No. 15 OF 2011
THE UGANDA RETIREMENT BENEFITS REGULATORY AUTHORITY (LICENSING OF FUND MANAGERS) REGULATIONS, 2012
LICENCE OF FUND MANAGER OF A RETIREMENT BENEFITS SCHEME (Under regulation 5(2) of the Uganda Retirement Benefits Regulatory Authority (Licensing of Fund managers) Regulations, 2012)
LICENCE NO....................
This is to certify that...................................................... ( fund manager) is licensed and authorised to act as a fund manager of a retirement benefits scheme subject to the provisions of the Uganda Retirement Benefits Regulatory Authority Act, 2011. the regulations made under the Act and the conditions endorsed hereon.
Given under my hand and seal of the Uganda Retirement Benefits Regulatory Authority this............ day of........................
Chief Executive Officer Uganda Retirement Benefits Regulatory Authority.
THE UGANDA RETIREMENTS BENEFITS REGULATORY AUTHORITY ACT, 2011, ACT No. 15 of 2011
THE UGANDA RETIREMENT BENEFITS REGULATORY AUTHORITY (LICENSING OF FUND MANAGERS) REGULATIONS, 2012.
NOTICE OF REFUSAL TO GRANT LICENCE OF FUND MANAGER (Under regulation 5(5) of the Uganda Retirement Benefits Regulatory Authority (Licensing of Fund managers) Regulations, 2012)
To ..................................................................
RE: .............................................................................................................................
TAKE NOTICE that upon consideration of your application for a licence to act as a fund manager of a Retirement Benefits Scheme; in accordance with the provisions of the Uganda Retirement Benefits Regulatory Authority Act, 2011 and the regulations made under the Act, the Authority has found your application unsuccessful and consequently refused to license you due to the following reasons:-
Chief Executive Officer Uganda Retirement Benefits Regulatory Authority.
THE UGANDA RETIREMENTS BENEFITS AUTHORITY ACT, 2011, ACT No. 15 OF 2011
THE UGANDA RETIREMENT BENEFITS REGULATORY AUTHORITY (LICENSING OF FUND MANAGERS) REGULATIONS, 2012.
APPLICATION FOR RENEWAL OF LICENCE OF A FUND MANAGER. (Under regulation 7(2) of the Uganda Retirement Benefits Regulatory Authority (Licensing of Fund Managers) Regulations, 2012)
